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SINAI DISCUSSES LIABILITY OF PROFESSIONALS AT MIDWEST SECURITIES CONFERENCE


Stuart Sinai, of Kemp Klein Law Firm was invited to speak at the Midwest Securities Conference on Friday October 12, 2007. Sinai, along with other speakers, discussed the Liability of Professionals under the Securities Laws.

Other topics of discussion included: Current Compliance Issues with Broker-Dealers and Investment Advisers, SEC Enforcement Issues, New FINRA Code of Arbitration Procedure, Proxy Reform, and Private Offering Reform.

The conference was sponsored by the Michigan State University College of Law.

Mr. Sinai is a securities expert and also practices in the areas of capital formation, mergers and acquisitions, and corporate law. He has forty years of legal experience and has been engaged as an expert witness in various securities litigation matters. Mr. Sinai has acted as an arbitrator for securities matters for both the National Association of Securities Dealers, Inc. and the American Arbitration Association.

 
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